![]() ![]() ![]() ![]() The SEC or CFTC has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked.īusiness License Revocation - Other Regulatory AgenciesĪ regulatory agency other than the SEC or CFTC has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked.įirm or an advisory affiliate has previously had an investment-related civil action dismissed against them following a cash settlement in court. What happened? When? How many times did it occur? Will anyone that was involved be involved with my accounts in any capacity?Īttorney/Accountant Authorization Revocationįirm or an advisory affiliate has previously had their authorization to act as an attorney, accountant, or federal contractor revoked or suspended.Ī Self-Regulatory Organization has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. doneMeet the Team doneWhy Trust Us doneAbout Us doneMedia doneOrigin Storyįirm or one of its employees previously has been subject to a suspension or expulsion or other restriction of activities by a Self-Regulating Organization or commodities exchange.Traditional IRA Personal Finance Education ![]() Planning for Retirement How Much Should I Save for Retirement Best Retirement Accounts.Investing for Retirement Should I Hire a Financial Advisor? Where to Invest $100, $1,000 or More Personal Finance Education.account_balance Best High-Yield Savings Accounts How to Invest Investing vs.How We Rate 17,000+ Firms Our Consumer Advocacy Mission Personal Finance Education.groups Find a Financial Advisor What Does a Financial Advisor Do? Types of Financial Advisors What's a Fiduciary?.How to Check Your Credit Score How to Improve Your Credit Score How to Get Out of Debt Personal Finance Education.calculate Credit Card Rewards Calculator calculate Business Card Rewards Calculator credit_card Best Cashback Credit Cards credit_card Best Business Credit Cards credit_card Credit Card Reviews.KoCAA is an SEC registered investment adviser that maintains a principal place of business in the State of Connecticut. KoCAA is a wholly-owned subsidiary of Knights of Columbus. We are known for our hybrid investment approach, combining sophisticated, proprietary quantitative modeling with fundamental analysis to create custom portfolios that emphasize active risk management.īoston Advisors, based in Boston, Massachusetts, is the equity division of Knights of Columbus Asset Advisors (KoCAA). Our investment services range from managing all of a client's assets, to just a portion of a client's investment portfolio. We offer a range of investment capabilities, including equity, fixed income, and asset allocation, as well as socially responsible and faith-based asset management. Boston Advisors is a boutique investment management firm with more than 35 years of experience managing assets for institutions and affluent individuals and families. ![]()
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